The undisputed authoritative source on Ohio's blue sky laws, this set combines the formal requirements and more informal aspects of Ohio securities practice, explaining all aspects of Ohio blue sky practice, from routine registration, exemption, and liability questions to more complex issues involving Ohio's merit requirements. Supplemented annually, it also covers specialized topics, such as Ohio broker-dealer licensing, tender offers, and enforcement issues. Containing materials previously difficult or impossible to obtain, this set provides the full text and discussion of substantial primary source material, including: ac Relevant Ohio statutes and rules ac Ohio Division of Securities Statements of Policy ac Selected federal laws and regulations ac Complete official forms ac NASAA guidelines and interpretations The handbook volume is a complete source for all relevant Ohio and federal statutes and rules important to the practice of Ohio securities law including: ac Page's Ohio Revised Code Annotated Chapters 1704, 1707, selected provisions of Chapter 1701 and other securities-related statutes ac Legislative Service Commission Bill Analyses of selected securities acts ac Ohio Division of Securities ac Selected Ohio Department of Insurance regulations ac Selected federal securities laws and regulations This eBook features links to Lexis Advance for further legal research options.... the securities manual exemption: Rogers v. Lehman Bros.Kuhn Loeb, Inc., 621 F. Supp. 114 (S.D. 1985). The securities manual exemption provisions of R.C. 1707.03(M) (3) mustberead toafford theinvestor the greatest possible protection.
|Title||:||Anderson's Ohio Annotated Securities Law Handbook 2013 Edition|
|Author||:||Publisher's Editorial Staff|
|Publisher||:||LexisNexis - 2013-09-25|