Discusses a number of significant steps that the SEC has taken over the past two years in their divisions and offices to reform and improve their operations. As part of that effort, the SEC has revitalized and restructured enforcement and examination functions, revamped the handling of tips and complaints, taken steps to break down internal silos and create a culture of collaboration, improved their risk assessment capabilities, begun to recruit more staff with specialized expertise and real world experience, and enhanced safeguards for investorsAi assets. This is a print on demand edition of an important, hard-to-find publication.back, while still satisfying the Sarbanes-Oxley Act mandate to review the financial statements of all public companies at least once every three years. ... through interpretive releases, staff legal and accounting bulletins, updates to the Divisiona#39;s financial reporting manual, no-action and interpretive letters, issuance of compliance and disclosure interpretations on the Divisiona#39;s section of the Commissiona#39;sanbsp;...
|Title||:||Budget and Management of the U. S. Securities and Exchange Commission (SEC)|
|Publisher||:||DIANE Publishing - 2011-08|