Fundamentals of Securities Regulation gives you quick access to the law of securities regulation as found in Loss, Seligman, and Paredes' 11-volume, landmark treatise Securities Regulation --consolidated into one comprehensive volume. Distilling the essence of Loss, Seligman, and Paredes' 11-Volume master work, this 1, 600-page volume reviews and analyzes the most significant aspects of securities regulation and gives you the quick answers you need...when you need them. Fundamentals of Securities Regulation details the rules and regulations affecting the securities market, providing comprehensive coverage and plain-English explanations in a single volume. Through annual supplementation, you'll keep pace with the ever-increasing volume of litigation, and receive up-to-date examinations of recent regulatory developments and court cases. You will benefit from current coverage of: The SEC's amendments to the executive compensation and related-party disclosure rules The SEC's revised shelf offering process The SEC's amendments to its accelerated filer deadlines for large accelerated filers The SEC's approval of the application of the Nasdaq to become a national securities exchange Comprehensive amendment of the SEC's penny stock rules The SEC's proposed amendments to the tender offer best price Rules 13e-4 and 14d-10 Case developments including Merrill Lynch, Pierce, Fenner a Smith, Inc. v. Dabit, Kircher v. Putnam Funds Trust, and Dura Pharmaceuticals v. Broudo And more!See Fraud free credit balances, 856 government securities, 834-838 hypothecation of consumersa#39; securities, 858-859 inspections, ... 870, 872 markups confirmation rule, 1073-1076 NASDa#39;s markup guideline, 1071-1072 shingle theory, 1061-1071 municipal securities, ... 810-811 research analysts, 838-850 SIPC membership, 60, 879-880 suspension, 831-832 withdrawal, 832 regulation, substantive, anbsp;...
|Title||:||Fundamentals of Securities Regulation|
|Author||:||Louis Loss, Joel Seligman|
|Publisher||:||Aspen Publishers Online - 2004|