He had previous experience working at other broker-dealers. ... He maintains that he thought it was an instruction manual on how to work the MFRS, and that he never inspected it beyond looking at the pictures to learn how to enter trades.
|Title||:||Pritchard Capital Partners, LLC, Thomas Ward Pritchard, Joseph John VanCook, and Elizabeth Ann McMahon: Securities and Exchange Commission Decision|
|Publisher||:||DIANE Publishing -|