Wiley Series 24 Exam Review 2015 + Test Bank

Wiley Series 24 Exam Review 2015 + Test Bank

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The go-to guide to acing the Series 24 Exam! Passing the General Securities Principal Qualification Examination (Series 24) qualifies an individual to act as a principal of a general securities broker-dealer and to supervise the firm and its agents. The exam covers the supervision of such areas as investment banking, underwriting, and research practices; trading and market-making; brokerage office operations; and sales practices and agents, as well as compliance with financial responsibility rules. Candidates must have passed the Series 62 or Series 7 prior to taking the Series 24 Exam. Created by the experts at The Securities Institute of America, Inc., Wiley Series 24 Exam Review 2015 arms you with everything you need to pass this intensive 150-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 24 Exam Review 2015 is your ticket to passing the Series 24 test on the first trya€”with flying colors!The primary market consists exclusively of transactions between issuers of securities and investors. ... of 1933 was the first major piece of securities industry regulation that was brought about largely as a result of the stock market crash of 1929.

Title:Wiley Series 24 Exam Review 2015 + Test Bank
Author:Jeff Van Blarcom
Publisher:John Wiley & Sons - 2014-10-27


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