The go-to guide to acing the Series 9 Exam! Passing the General Securities Sales Supervisor Qualification Exam (Series 9 and 10) qualifies an individual to supervise a firm's sales activities in corporate, municipal, and option securities; investment company products; variable contracts; and direct participation programs. The exam covers the full range of topics related to options regulation. All candidates must have passed the Series 7 prior to taking the Series 9. Created by the experts at The Securities Institute of America, Inc., Wiley Series 9 Exam Review 2015 arms you with everything you need to pass this ninety-minute, 55-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 9 Exam Review 2015 is your ticket to passing the Series 9 test on the first tryawith flying colors!The General Securities Sales Supervisor Qualification Examination--Option Module The Securities Institute of America, ... Advertisements are distributed through any of the following: newspapers/magazines, radio, TV, billboards, telephone. ... In the case of a direct participation program (DPP), this is anyone who controls the partnership or is controlled by the partnership. ... The firm merely executes a customera#39;s order and charges a fee for the service, which is known as a commission.
|Title||:||Wiley Series 9 Exam Review 2015 + Test Bank|
|Author||:||The Securities Institute of America, Inc.|
|Publisher||:||John Wiley & Sons - 2014-10-21|